Broker Check

Wealth Management

Private Wealth Management

Registered Investment Advisor


Our process is guided by the strategy and philosophy listed below. It is particularly important that our clients are in line with our investment philosophy as it is a steady approach and not speculative in natureJ

DA & Associates is a private wealth management firm servicing a relatively small number of clients. Our firm has a minimum account size of 5 million dollars. This account size allows our team to provide truly customized solutions and to commit greater time and attention to each client.


  • Investment Policy Development
  • Custom Asset Allocation
  • Ongoing Manager Research and Due Diligence
  • Manager Selection and Implementation
  • Continuous Monitoring and Disciplined Rebalancing
  • Discretionary Portfolio Management
  • Risk and Liquidity Management

Our client portfolios are custom and whenever possible we use "Separately Managed Accounts" (SMA), but we will also use Exchange Traded Funds (ETF) and Mutual Funds when appropriate.


We strive to preserve capital from permanent loss during periods of economic decline and provide above-average absolute and relative returns in the long run.

In general, we seek to create broad diversification between asset classes, strategies and managers to add value to client portfolios and to help manage risk.

This philosophy is focused on the long term and best suits patient and disciplined investors. We avoid higher cost investments that may hold the potential for high returns but also risk permanent loss of capital. 


  • Custom Performance and Benchmarking Reports
  • Consolidated Reporting
  • Online Account Access
  • Coordination with Outside Advisors
  • Meetings and Communications based on individual client specifications.